Audit and Assurance Services

  • Preparation of Certified Annual audits of Commodity Pools.

Commodity Pool Accounting

  • Preparation of monthly financial statements in compliance with Generally Accepted Accounting Principles and NFA regulations.
    • All monthly packages contain:
      • Basic financial statements
        • Balance sheet
        • Combined statement of income and change in Partner’s Capital
  • Partner Account statements (PDF copies for electronic distribution)
  • Performance Table
  • Partner summary breakdown
  • FCM and bank reconciliations
  • Advisory fee computations
  • Various other information deemed necessary to provide support and/or evidence for the monthly financial statements.

Commodity Trading Advisor’s Performance Reporting

  • Preparation of monthly client, proprietary or pro-forma performance records.
    • All monthly packages contain:
      • FCM Reconciliation worksheets,
      • Worksheets showing calculations of Management and Incentive fees,
      • Copies of Broker statements with computations of P&L.
  • Prepare and/or review disclosure documents for submittal to the National Futures Association for approval.
  • Assist in preparation of performance related data for disclosure documents.

Tax Preparation

  • Prepare federal and state annual Partnership/LLC tax returns.